TechGyan’s Complete SEBI Compliance Solution for Small & Mid‑Size Regulated Entities

Why SEBI Compliance Has Become Non‑Negotiable

SEBI’s Cybersecurity & Cyber Resilience Framework (CSCRF) and the Cloud Adoption Framework apply to ALL SEBI‑regulated entities—Stock Brokers, Mutual Funds, AMCs, Portfolio Managers, KRAs, RTAs, Investment Advisors, and more. 

The expectations are now clear: 

  • Continuous monitoring 
  • Evidence‑based reporting 
  • Zero‑trust identity & access 
  • VAPT & vulnerability closure 
  • Data governance & encryption 
  • Structured cloud governance 
  • Quarterly or annual audit readiness 

Most Small and Medium REs (SMREs) struggle because they lack internal cyber teams, SOC capability, audit documentation, or Microsoft Cloud expertise. 

This is exactly where TechGyan + Microsoft Cloud deliver transformational value. Longer Wait 

TechGyan: Your End‑to‑End SEBI Compliance Engine 

Based on our podcast, webinar, decks, checklists, templates, and dozens of customer engagements, we have built the most complete SEBI compliance program for SMREs. 

What Makes TechGyan Different? 

1. Mapped-to-SEBI Controls 

Every SEBI requirement is aligned to a concrete Microsoft capability—Sentinel, Defender, Entra, Purview, Compliance Manager, Secure Score, Azure CAF. 

2. Evidence-Ready Compliance 

We deliver the logs, reports, assessments, dashboards, and templates that auditors and exchanges demand. 

3. Execution-Led Delivery 

We don’t just advise—we configure, deploy, track, monitor, document, and prepare your submission. 

4. Fast Path to Compliance 

  • Gap assessment: 1 hour 
  • Compliance roadmap: 24 hours 
  • Onboarding: 60–90 days 

TechGyan’s SEBI Compliance Program Covers the Full Spectrum 

1. Governance & Policies 

  • SEBI-aligned Cybersecurity Policy 
  • Incident Response Plan 
  • Board-level & quarterly governance (for Medium REs) 
  • Templates, SOPs, escalation matrices 

2. Identity & Access Zero Trust (Entra ID) 

  • MFA everywhere 
  • Conditional Access 
  • Just‑in‑time privileged access 
  • Periodic access reviews 

3. Endpoint & Device Security (Defender) 

  • Threat detection & remediation 
  • Vulnerability scanning 
  • Device hardening 
  • Automated updates & patch status visibility 

4. SOC & Continuous Monitoring (Sentinel + Market-SOC)

  • 24×7 monitoring 
  • Automated incident response 
  • Market‑SOC for Small REs 
  • Dedicated/Co‑managed SOC for Medium REs 

5. VAPT & Vulnerability Management 

  • Quarterly (Medium RE) / Annual (Small RE) 
  • API testing 
  • CERT‑In empaneled vendor coordination 
  • Vulnerability closure evidence 

6. Data Classification & Protection (Purview) 

  • Sensitivity labels 
  • DLP for email, files, Teams 
  • Encryption at rest, transit, and optional confidential computing 
  • Log retention and data residency compliance 

7. Cloud Adoption Framework for SEBI 

  • Azure India regional deployment 
  • Cloud risk assessments 
  • Zero‑trust cloud architecture 
  • Threat intelligence integration 

8. Third‑Party Risk Management 

  • Outsourcing templates 
  • Vendor assessments 
  • Microsoft Trust Center documentation 

9. Compliance Manager Automation 

  • Preloaded SEBI & RBI templates 
  • Automated evidence 
  • Compliance scoring 
  • Audit-ready exports 

10. Audit & Reporting 

  • Annual or quarterly reports 
  • Evidence collection 
  • Submission support 
  • Auditor Q\&A support

Tailored Programs Based on Entity Category 

Small RE (Low complexity) 

  • Annual VAPT 
  • Basic IRP 
  • Market-SOC 
  • Annual submission 
  • MFA & basic DLP 

Medium RE (Higher governance expectation) 

  • Quarterly VAPT & API tests
  • IT Committee & quarterly reviews 
  • Dedicated SOC or co‑managed SOC 
  • Detailed IRP & board reporting 

Large RE (Highest maturity) 

  • Full CSCRF implementation 
  • 24×7 SOC 
  • Enterprise-grade zero trust 
  • Security Can No Longer Wait 

Why SEBI-Regulated Entities Trust TechGyan 

  • Microsoft Solution Partner across Modern Work, Security & Azure 
  • Three times Microsoft Worldwide SMB Partner of the Year Awards Winner
  • Extensive library of checklists, templates, evidence packs 
  • Podcast & webinar series with Microsoft security experts 
  • Proven track record with dozens of SEBI REs 

If You Are a SEBI-Regulated Entity — The Clock Is Already Ticking 

Whether you’re late, unsure, partially compliant, or starting now, TechGyan can get you SEBI audit-ready with speed and precision. 

Book a 15-minute Discovery Call 

To know more Contact Us: 

+91-9619197232

+91-7045263107

sales@techgyan.com